Nominees

Please provide data in a post-November 14, 2016, 20-1 reverse split format.

If you are a broker or other nominee who purchased or otherwise acquired Galena Biopharma, Inc. common stock during the Class Period for the benefit of another person or entity, you must:

  1. within ten (10) calendar days of receipt of the Postcard Notice, request from the Claims Administrator sufficient copies of the Postcard Notice to forward to all such beneficial owners and within ten (10) calendar days of receipt of those Postcard Notices forward them to all such beneficial owners; or
  2. within ten (10) calendar days of receipt of the Postcard Notice, provide a list of the names and addresses of all such beneficial owners to the Claims Administrator.

If you are providing a list of names and addresses to the Claims Administrator, you must do the following:

  1. Compile a list of names and addresses of the beneficial owners that purchased publicly traded Galena common stock.
  2. Prepare the list in Microsoft Excel format. A preformatted spreadsheet can be found by clicking here.

  3. Then, you must

    1. burn the Microsoft Excel file(s) to a CD or DVD and mail the CD or DVD the following address:

      Galena Securities Settlement
      c/o Epiq Class Action & Claims Solutions, Inc.
      P.O. Box 6578
      Portland, OR 97228-6578

    2. email the spreadsheet to info@GalenaSettlement.com; or
    3. upload the spreadsheet here.

If you are mailing the Notice Packet to beneficial owners:

If you elect to mail the Postcard Notice to beneficial owners yourself, additional copies of the Postcard Notice may be requested via email to info@GalenaSettlement.com. If you are providing the Postcard Notice to beneficial owners, the mailing must be completed within ten (10) calendar days of your receipt of the Postcard Notice from the Claims Administrator. You must also send a statement to the Claims Administrator at the address above confirming that the mailing was made, and you must retain your mailing records for use in connection with any further notices that may be provided in the Action. Failure to timely forward the Postcard Notice to beneficial owners may affect their legal rights.

If you have any questions, contact the Claims Administrator at info@GalenaSettlement.com or by calling 1-855-867-0739.

Expense Reimbursement:

Upon full compliance with the Court Order, such nominees may seek reimbursement of their reasonable expenses actually incurred in complying with this Order by providing the Claims Administrator with proper documentation supporting the expenses for which reimbursement is sought. Such properly documented expenses incurred by nominees in compliance with the terms of this Order shall be paid from the Settlement Fund, with any disputes as to the reasonableness or documentation of expenses incurred subject to review by the Court.

If you are filing electronic claims:

A nominee may also submit a Claim Form on behalf of multiple clients who are beneficial owners by using the links below.

Click here to download the Claim Form.

Click here to download a properly formatted spreadsheet for submitting your transactions.

You may upload your master Claim Form and completed spreadsheet online here.